Responsible Manager Workshops – Financial Services
November 27 @ 9:00 am - 5:00 pm AEDT
Elevate Your AFSL and ACL Responsible Manager Knowledge
Join us for our highly anticipated workshops on Responsible Manager obligations under the Australian Financial Services License (AFSL) and Australian Credit License (ACL) regimes.
Key Topics:
- Essential responsibilities of Responsible Managers
- ASIC’s current focus areas and emerging compliance priorities
- Practical strategies for effective ASIC interaction
Benefit from the collective experience of our attendees in a dynamic and engaging environment. Please note that to ensure a quality learning experience, places are strictly limited. Coffee on arrival, a light lunch, morning and afternoon tea will be provided.
| When:
|
Wednesday, 27 November 2024 AFSL Workshop: 9:00am – 12:30pm – 3.5 Hours CPD ACL Workshop: 1:30pm – 5:00pm – 3.5 hours CPD |
| Where: |
GRC Solutions, Level 14, 201 Kent Street, Sydney
|
| CPD: | Attendance may qualify for up to 3.5 hours CPD depending on your profession. Certificates of attendance will be provided to all attendees. |
| Investment: | $795 per participant per session inclusive of GST. 15% discount for registrations to both sessions, or for current subscribers of our Compliance Service Package. |
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Workshop Facilitator: Vito Giudice, Principal Consultant
Vito is a highly experienced governance, risk management and regulatory compliance professional and has held senior positions as a Chief Risk Officer of an Australian insurer and as an Executive Director with a global accounting and advisory firm.
He is a Senior Consultant and subject matter expert for GRC Solutions and has tailored several in-house and public Responsible Manager Workshops across a range of organisations. Vito is also Founder of Ascentium Consulting where he has provided risk advisory and regulatory compliance advice to a range of organisations in the financial services, education and not-for-profit sectors.
“I thought Vito was excellent and I think we all appreciated his practical knowledge, experience in the financial services industry and his war stories.”
– Session Attendee, Leading Financial Services Provider.
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What will you learn?
Course content
• AFSL obligations / ACL obligations
• What is a Responsible Manager?
• Roles and Responsibilities
• How to meet your obligations as a Responsible Manager?
• Responsible Manager: Are you liable?
• Case studies; and
• Practical Implications.
Contacts: Senior Relationship Managers
| Lisa Snare | lisa.snare@grc-solutions.com | 0402 686 827 |
| Linda Wright | linda.wright@grc-solutions.com | 0404 455 653 |