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Responsible Manager Workshops – Financial Services

November 27 @ 9:00 am - 5:00 pm AEDT

Elevate Your AFSL and ACL Responsible Manager Knowledge

Join us for our highly anticipated workshops on Responsible Manager obligations under the Australian Financial Services License (AFSL) and Australian Credit License (ACL) regimes.

Key Topics:

  • Essential responsibilities of Responsible Managers
  • ASIC’s current focus areas and emerging compliance priorities
  • Practical strategies for effective ASIC interaction

Benefit from the collective experience of our attendees in a dynamic and engaging environment. Please note that to ensure a quality learning experience, places are strictly limited. Coffee on arrival, a light lunch, morning and afternoon tea will be provided. Register Now!

When:

 

Wednesday, 27 November 2024
AFSL Workshop: 9:00am – 12:30pm – 3.5 Hours CPD
ACL Workshop:  1:30pm – 5:00pm  – 3.5 hours CPD
Where:
GRC Solutions, Level 14, 201 Kent Street, Sydney
CPD: Attendance may qualify for up to 3.5 hours CPD depending on your profession. Certificates of attendance will be provided to all attendees.
Investment: $795 per participant per session inclusive of GST.
15% discount for registrations to both sessions, or for current subscribers of our Compliance Service Package.

Register Now


 

Workshop Facilitator: Vito Giudice, Principal Consultant

Vito is a highly experienced governance, risk management and regulatory compliance professional and has held senior positions as a Chief Risk Officer of an Australian insurer and as an Executive Director with a global accounting and advisory firm.

He is a Senior Consultant and subject matter expert for GRC Solutions and has tailored several in-house and public Responsible Manager Workshops across a range of organisations. Vito is also Founder of Ascentium Consulting where he has provided risk advisory and regulatory compliance advice to a range of organisations in the financial services, education and not-for-profit sectors.

“I thought Vito was excellent and I think we all appreciated his practical knowledge, experience in the financial services industry and his war stories.”

– Session Attendee, Leading Financial Services Provider.


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What will you learn?

Course content
• AFSL obligations / ACL obligations
• What is a Responsible Manager?
• Roles and Responsibilities
• How to meet your obligations as a Responsible Manager?
• Responsible Manager: Are you liable?
• Case studies; and
• Practical Implications.


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Contacts: Senior Relationship Managers

Lisa Snare lisa.snare@grc-solutions.com 0402 686 827
Linda Wright linda.wright@grc-solutions.com 0404 455 653
Melanie Toner melanie.toner@grc-solutions.com 0450 904 414

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Responsible Manager Workshops – EOI for other States

Would you like to attend the Responsible Manager Workshop in your capital city? Register your interest and your preferred city below. We’ll advise dates for the workshop in your capital city accordingly.


 

Details

Date:
November 27
Time:
9:00 am - 5:00 pm AEDT
Event Category:
Event Tags:
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Venue

GRC Solutions Offices
Level 14, 201 Kent Street
Sydney,
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