Financial Services Compliance Forums

AICD - Melbourne Level 26, 367 Collins Street, Melbourne

Our highly-regarded workshops return to Adelaide, Brisbane, Sydney and Melbourne in March

$100

Financial Services Responsible Manager Workshops in Sydney

GRC Solutions Offices Level 14, 201 Kent Street, Sydney

GRC Solutions is taking its popular courses for Responsible Managers of both Australian Credit Licensees and Australian Financial Services Licensees live to the major cities in 2023. Our highly-regarded AFSL and ACL RM workshops are once again going live. Both sessions will focus on the general obligations of Responsible Managers within the respective licensing regimes, …

$792

Financial Services Responsible Manager Workshops in Melbourne

AICD - Melbourne Level 26, 367 Collins Street, Melbourne

GRC Solutions is taking its popular courses for Responsible Managers of both Australian Credit Licensees and Australian Financial Services Licensees live to the major cities in 2023. Our highly-regarded AFSL and ACL RM workshops are once again going live. Both sessions will focus on the general obligations of Responsible Managers within the respective licensing regimes, …

$792

Webinar: The New Global Slavery Index – The numbers and their meaning for business

The numbers, methodology & implications for supply chain risk mitigation The new Global Slavery index is launching on 24 May 2023, presenting the very best data available on the location and prevalence of modern slavery. This long-awaited index will prove to be a game-changer in the fight against modern slavery. It will both empower businesses …

Financial Services Responsible Manager Workshops in Sydney

GRC Solutions Offices Level 14, 201 Kent Street, Sydney

GRC Solutions is taking its popular courses for Responsible Managers of both Australian Credit Licensees and Australian Financial Services Licensees live to the major cities in 2023. Our highly-regarded AFSL and ACL RM workshops are once again going live. Both sessions will focus on the general obligations of Responsible Managers within the respective licensing regimes, …

$792

Complaints Handling for Financial Services – Online Workshop

The complaints handling online workshop will provide professionals with knowledge on complaints handling and practical advice on designing and implementing a complaints handling framework in their organisation. This session will cover: Background to Complaints Handling (Regulatory Guide 271) Defining Complaints Internal Dispute Resolution External Dispute Resolution Recent AFCA Activity Date: 23rd June 2023 Time: 11:00 …

$132

Financial Crime Webinar: Sanctions, managing your responsibilities

To comply and to protect their reputation, businesses must have a clear understanding of managing sanctions and engaging with clients. Sanctions are volatile and change with little or no notice. As economic sanctions continue to feature in the news headlines, it becomes more and more important that businesses have a clear understanding of managing sanctions …

Financial Accountability Regime (FAR) – Online Workshop

This Financial Accountability Regime online workshop will provide professionals with an overview of the Financial Accountability Regime and provide practical tips on how to comply with FAR and embed the regime throughout the organisation. This session will cover: Background to FAR Who will be accountable people? What are the FAR obligations? Embedding FAR in your …

$132