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Financial Services Responsible Manager Workshops in Sydney

June 8, 2023 @ 9:00 am - 5:00 pm

$792

GRC Solutions is taking its popular courses for Responsible Managers of both Australian Credit Licensees and Australian Financial Services Licensees live to the major cities in 2023.

Our highly-regarded AFSL and ACL RM workshops are once again going live.

Both sessions will focus on the general obligations of Responsible Managers within the respective licensing regimes, the current and emerging priorities for ASIC in monitoring licensees compliance and, practical tips for maintaining an efficient and effective relationship with ASIC.

The sessions are run in a highly interactive format which provides all attendees the benefit of each others’ experiences.

To ensure a quality training experience, places are strictly limited.

We are offering a  session in Sydney

8th June 2023

at

GRC Solutions Offices

Level 14, 201 Kent Street
Sydney, NSW
‍AFSL workshop 0900-1230 – 3.5 Hours CPDACL workshop 1330-1700 – 3.5 hours CPD

Other cities later in 2023 and 2024

Be sure to register your interest to help us plan – see below.

Australian Financial Services Licensee Responsible Manager Workshop

Course content

  • Australian Financial Services Licensee obligations
  • What is a Responsible Manager?
  • Roles and Responsibilities
  • How to meet your obligations as a Responsible Manager?
  • Responsible Manager: Are you liable?
  • Case studies; and
  • Practical Implications.

Australian Credit Licensee Responsible Manager Workshop

Course Content

  • Australian Credit Licensee obligations
  • What is a Responsible Manager?
  • Roles and Responsibilities
  • How to meet your obligations as a Responsible Manager?
  • Responsible Manager: Are you liable?
  • Case studies; and
  • Practical Implications.

CPD

Attendance may qualify for up to 3.5 hours CPD depending on your profession and state*. Certificates of attendance will be provided to all attendees.

Cost and to register

The price per participant for each session is $792 inclusive of GST.

Registration to both sessions attracts a discount.

Current subscribers to our Compliance Service Package will receive a 15% discount on your invoice.

Use the link below to book.

About our presenter

Vito Giudice is GRC Solutions Risk and Compliance Consultant

Vito founded ASCENTIUM, Providing governance, risk and compliance advice to leading organisations. He is a highly experienced governance, risk management and regulatory compliance professional and has held senior positions including as a Chief Risk Officer of an Australian insurer and as an Executive Director with a global Big 4 accounting and advisory firm. Vito has developed a versatile combination of deep functional knowledge in various sectors, stakeholder management, leadership skills and experience in strategic thinking in the context of governance, risk management and regulatory compliance.

‍*Please note: It is the licensee’s obligation to determine relevance of CPD to their license conditions

We will bring the events to other capitals throughout the financial year
To help us plan, please register your interest by email to sophie.favelle@grcsolutions.com.au

Details

Date:
June 8, 2023
Time:
9:00 am - 5:00 pm
Cost:
$792
Event Category:
Website:
https://forms.office.com/r/ccBZZbJvT4

Venue

GRC Solutions Offices
Level 14, 201 Kent Street
Sydney,
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