Responsible Manager Workshops – SYDNEY

November 11 @ 9:00 am - 12:00 pm

Responsible Manager Workshops – featuring refreshed content, new case studies & latest regulatory updates.

Deepen your regulatory expertise with in-depth workshops on Responsible Manager obligations for both AFSL and ACL licensees. In these sessions you will:

  • Gain a comprehensive understanding of essential Responsible Manager duties.
  • Explore ASIC’s current focus areas and emerging compliance priorities.
  • Develop practical strategies for effective interaction with ASIC.
  • Network and learn from the collective experience of fellow attendees.

 

What You’ll Learn

  • Core obligations for Australian Financial Service Licensees and Australian Credit Licensees.
  • The roles and responsibilities of a Responsible Manager.
  • Practical strategies for fulfilling your obligations effectively.
  • Potential liabilities associated with the Responsible Manager role.
  • Real-world case studies and practical applications.
  • Key regulatory updates pertaining to the financial services sector.

 

When: Wednesday, 11 November 2026

  • AFSL Workshop: 9:00 AM – 12:30 PM (3.5 CPD points)
  • ACL Workshop: 1:30 PM – 4:45 PM (3.5 CPD points)

Meet Your Facilitator

Vito Giudice – Principal Consultant, GRC Solutions

Vito is a highly experienced governance, risk and regulatory compliance professional and has held senior positions including as a Chief Risk Officer of an Australian insurer and as an Executive Director with a global Big 4 accounting and advisory firm.

Vito has also acted as the Chief Risk Officer for a network of 300 schools based in Melbourne.

Limited Places Available
To maintain a practical, discussion-based learning environment, places are limited and allocated on a first-come, first-served basis.

  • 11 November 2026: only 14 seats
  • Venue: GRC Solutions, Board Room, Level 14, 201 Kent Street Sydney NSW 2000 Australia

 

Investment: $825 per participant per session inclusive of GST.

Discounted to $700 per participant per session for registrations to both sessions, or for current subscribers of our Compliance Service Package.

Please note that a 100% cancellation fee applies to cancellations made within 48 hours of the scheduled sessions.

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